“We do not inherit the earth from our ancestors, we borrow it from our children.”
Experience:
Michelle Mueller is an accomplished legal and compliance professional with a decade of experience navigating the intricacies of securities regulation and financial compliance. She currently serves as Chief Compliance Officer at GT Securities. Since assuming the role in August 2022, Michelle has led compliance initiatives for the firm’s broker-dealer affiliate program, supporting independent investment bankers, M&A advisors, and institutional financiers in conducting securities business with integrity and efficiency.
Before her appointment as Chief Compliance Officer, Michelle held key leadership roles within GT Securities, including Compliance Manager, where she spearheaded compliance operations in a dynamic regulatory environment. Prior to joining GT Securities, she spent nearly four years as a Senior Compliance Associate with Infinity Securities in the San Francisco Bay Area. There, she developed a deep expertise in federal and state regulatory matters, serving as a trusted authority on general securities and compliance standards across the industry.
Michelle earned her Juris Doctor from Mitchell Hamline School of Law with a focus in Banking, Corporate, Finance, and Securities Law, complementing her Bachelor of Business Administration in International Finance from the University of Minnesota Duluth. Known for her meticulous attention to detail and forward-thinking approach, Michelle continues to shape a compliant, collaborative, and innovative landscape for financial professionals.
CliftonStrengths™:
Learner, Strategic, Arranger, Individualization, Context
Values:
Faith, Freedom, Integrity, Environment, Service